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Insights from the experts in investment fiduciary responsibility.

Are annual investment reviews enough?

Posted by Dave Palascak, AIF®, CFA on August 17, 2017

Errors of omission within the fiduciary process (not doing what is prudent or prescribed) are more common than errors of commission (doing something that is prohibited by law, regulation, or governing documents). Establishing and following clear, concise and practical policies and procedures for monitoring reduce compliance risks and help ensure that clients’ best interests are served.

Fi360 Fiduciary Talk 51: Regulatory Interplay

Posted by on July 17, 2017

The DOL struck first in redefining what it means to be a fiduciary today.

Fi360 Fiduciary Talk 50: SEC Enters Fiduciary Rule Discussion

Posted by on July 17, 2017

SEC Chairman Jay Clayton seeks to “engage constructively” with the DOL.

Fi360 Fiduciary Talk 49: Moving Forward with Impartial Conduct Standards

Posted by on July 17, 2017

The DOL Fiduciary Rule is now officially in effect.

Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process

Posted by Fi360 on May 15, 2017

Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process

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