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DOL Rule Change Forces Due Diligence Process Makeover. Cut the RFP Burden by 75% with Three Key Questions.

Posted by fi360 AIFA Designee, Al Otto on October 19, 2016 in Great Sources of Information

For retirement plan sponsors, the risks of choosing the wrong investment advisor or consultant just became a lot greater.

DOL Rule Change Forces Due Diligence Process Makeover. Cut the RFP Burden by 75% with Three Key Questions.

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How to Manage Your Company’s Security Policy

Posted by Wes Stillman on October 13, 2016 in Putting Process into Practice

Editor’s Note: Today’s blog post is a guest post from Wes Stillman, who is CEO and founder of RightSize Solutions.  Wes also recently guest presented a webinar titled Cybersecurity: What Advisors Need to Know about Protecting Data. A recording of the webinar can be accessed here. *   *   *   *   * The biggest stumbling block for registered investment advisors when it comes to guarding against cybersecurity breaches is not technology-based, it’s a people problem. The right technology is critical, but RIA leaders face a bigger challenge in fostering a cybersecurity-sensitive...

How to Manage Your Company’s Security Policy

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fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?

Posted by on September 09, 2016 in

As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.

fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?

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fi360 Fiduciary Talk 36: Changes to the SEC Liquidity Rules for Money Market Funds

Posted by fi360 on September 09, 2016 in

Duane and Blaine discuss the SEC's liquidity rules for money market funds and what the rule means for advisors.

fi360 Fiduciary Talk 36: Changes to the SEC Liquidity Rules for Money Market Funds

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Cybersecurity: 6 Steps to Build Your Fiduciary Readiness

Posted by fi360 on August 25, 2016 in

How prepared is your practice for a cyberattack? Is cybersecurity important to your practice or is it an after thought? Do you view cybersecurity as part of your fiduciary duties?

Cybersecurity: 6 Steps to Build Your Fiduciary Readiness

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