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Explore a few past webinars below to see what you can expect.
First Look: The DOL’s New Retirement Security Rule
November 21, 2023
In this session, Blaine Aikin and Duane Thompson share their thoughts on the newly announced DOL “Retirement Security Rule” (i.e. Fiduciary Rule) and provide insights into what it means for investment fiduciaries. With the newest proposed rulemaking now available for review and comment, it will be crucial for advisors and financial professionals to understand the high-level implications of why the DOL proposed this rule, how it compares to the existing definition of a fiduciary, and similarities/differences to other regulations such as RegBI, PTE 2020-02 and PTE 84-24.
Following this webinar, participants were able to understand:
- What is contained in the newly proposed DOL “Retirement Security Rule”.
- How the proposed rule impacts investment fiduciaries.
- The timeline and next steps for how the rule could be implemented.
- How to determine next steps for retirement and individual clients.
Duane Thompson, AIFA®
Senior Policy Analyst
Blaine Aikin, AIFA®, CFA, CFP®
Founder and Principal