Webinars
Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.
Live attendance is eligible for one hour of CE for the AIF®, AIFA®, and PPC® Designations. CE credit may also apply for the CFP® Certification, when indicated. Each individual wishing to receive CE credit for any credential must register for and log in to the session individually so that we have a record of your attendance. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email support@fi360.com.
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The Evolving QDIA Landscape: What Defined Contribution Professionals Should Know
Presenters: John Leonard, Vice President, National DC Practice Leader, OppenheimerFunds and Bryan A. Martinez, Senior Vice President, Managed Account Sales, Fidelity Investments
Moderated by: Rich Lynch, Director, Fi360
November 05, 2018
Qualified Default Investment Alternatives (QDIA) in defined contribution (DC) plans have evolved toward enhanced customization aimed at helping participants build more savings over time. Managed Accounts may be the next step in the evolution bringing personalized, professional investment management to 401(k) participants. This presentation highlights current market trends, potential advantages, key considerations and results when utilizing Managed Accounts as a QDIA.
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How Mandatory Force-Outs Turned into a Fiduciary Concern
Presenters: Jeff Linkowski, Director of Sales, FPS Trust and Mark Koeppen, SVP, Strategic Rollovers, FPS Trust
Moderated by Blaine Aikin, Executive Chairman, Fi360
October 16, 2018
The mandatory force-out used to be an administrative afterthought. Use what the record keeper offered and move on. As with everything, change is inevitable and the competition for auto rollovers from the mandatory force-out process has created pricing and service pressure that fiduciaries now need to evaluate. We discuss key factors fiduciaries need to consider when evaluating auto rollover service providers. Auto rollovers and ancillary items are covered under several Fi360 prudent practices.
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Aligning ESG Investments and Trends with Participant Values
Presenter: Edward Farrington, Executive Vice President, Retirement Strategies, Natixis Investment Managers
Moderator: Blaine Aikin, Executive Chairman, Fi360
September 20, 2018
ESG investing saw a 33 percent growth of professionally managed assets -- to $8.72 trillion -- from 2014 to 2016 alone. By the year 2025, 75% of the workforce will be millennials. And this population sees ESG investing as a powerful incentive to invest more for retirement by knowing their investments are doing social good.
What does this mean for advisors? The trends in sustainable investing offer an opportunity for advisors to implement ESG investing into their practice. This presentation educates advisors about ESG investing, the growth trends and investor demands. Times are changing and so are the attitudes of plan participants – and millennials who will be the workforce of tomorrow.
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Understanding the causes of 401(k) litigation and how to avoid a lawsuit
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An Introduction to Stable Value Funds
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How much is your reputation worth?
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An Introduction to the Fiduciary Standard and Fiduciary Principles
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How to Build Portfolios using ETFs and Index Products
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Is the Fiduciary Standard Being Dismembered or Strengthened?
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The Regulatory Outlook for 2018 and the Impact on Advisors
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Step 3 of the Fiduciary Process: Implementing the Investment Strategy
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Behavioral Finance - How Participants Make Decisions
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Regulators, the Courts and the Fiduciary Standard: What’s Happened, What’s Happening, What’s Next
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Step 2 of the Fiduciary Process: Formalizing the Investment Strategy
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Designee Coaching Call: Fees, Services, and a Prudent Process for IRA Rollovers
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Exploring the Expanding Universe of Investment Products
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The HSA Opportunity for Retirement Advisors
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Step 1 of the Fiduciary Process: Organizing the Client Engagement
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Complying with Impartial Conduct Standards under the DOL’s Fiduciary Rule
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Theory in Action: Asset Manager Solutions to Address the Retirement Income Challenge
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DOL Fiduciary Rule Finds New Life in Rule Extension
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Filling the Void in Guaranteed Retirement Income
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The Regulators are Setting Their 2017 Priorities. Are You?
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The Continuing Fiduciary Trend and How the AIF Designation Fits In
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2016 a Huuuuge Year for the Fiduciary Standard
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IRA Rollover Fee Study Early Insights
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What the Upcoming Election Means for Advisors
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Research Trends for Recordkeepers Webinar
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Gaining a fiduciary edge with AIF Training & Designation - Principal
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Putting the investment policy statement at the center of your fiduciary process
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Cybersecurity: What advisors need to know about protecting data
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Fiduciary Focus – Collective Investment Trusts Capturing Assets and Attention
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Fee Benchmarker Demo – Benchmarking Your Advisory Fees and Services for 401(k) Plans
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Compensation, conflicts, and best practices under the DOL’s Fiduciary Rule
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DOL Fiduciary Rule and Putting Investors First
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Rethinking Target Date Funds: Who Needs Them and How to Compare Them
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The DOL’s Fiduciary Rule: What’s in it and what does it mean for advisors?
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Social Security and Why We Truly May Be Facing a Retirement Crisis
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Keeping Your Mind on Money While Listening to Matters of the Heart: Fiduciary Heuristics for ESG Inv
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The Fiduciary Year in Review
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Understanding Reasonableness and Using Benchmarking to Avoid the Race to the Bottom
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An Update on the DOL’s Fiduciary Rule Proposal
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Viewing healthcare through a finance and a fiduciary lens
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Understanding Risk from a Fiduciary and Behavioral Standpoint
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Fiduciary Essentials for DC Plans: Why You Should Consider Training for Your Plan Sponsor Clients
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NQDC in the “Real World”
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Why maintaining the IPS is the most important duty a fiduciary performs
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The New Fiduciary Proposal…It’s out and we’re talking about it
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ERISA Litigation and Enforcement: The Role of the Independent Fiduciary and Best Practices for Finan
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The Seven Core Principles Every Fiduciary Should Know and Follow
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Managing Client Expectations using an Investment Policy Statement
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Benchmarking & Demonstrating Value in the Age of Reasonableness
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Advisor Payments and Conflicts of Interest
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Understanding and Using the CRFP (Consultants Review of Fiduciary Practices)
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The Case for Rethinking TDFs as QDIAs
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A Fiduciary Approach to Conflicts of Interest and Risk Governance
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The Fiscal Cliff and what advisors need to know
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Disclosures, Duties and Traps: What You Need to Know to Act Now
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Understanding the Distinctions: Suitability vs. Fiduciary; Compliance vs. Fiduciary Culture
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The Impact of the Broker-Dealer Fiduciary Standard on Financial Advice
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Asset allocation for volatile markets
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A fiduciary approach to alternative investments
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A Fiduciary Approach to Risk management / Life Insurance Planning
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The Fiduciary Trend: The Combined Effects of the Proposed Advice Regulation and 408(b)(2)
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Building an effective and compliant social media program for advisors
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The New Era of Financial and Fiduciary Regulation
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Monitoring client and investment fees
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Understanding the different types of fiduciaries and what it means for your business model
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Top Issues to Include in your 2009 Year-end Review
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The Converging Worlds of Brokers and Advisors as Fiduciaries Under Regulatory Reform
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The Promise and Prospect of a New Fiduciary Environment
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Fiduciary Lessons Learned from Scoundrels and Thieves
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Uncovering Trends in Uncertain Times
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