Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.
Check our Calendar for upcoming educational webinars!
Live attendance is eligible for one hour of CE for the AIF®, AIFA®, and PPC® Designations. CE credit may also apply for the CFP® Certification, when indicated. Each individual wishing to receive CE credit for any credential must register for and log in to the session individually so that we have a record of your attendance. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email email@example.com.
Is the Fiduciary Standard Being Dismembered or Strengthened?
Blaine Aikin, Executive Chairman, Fi360 and CEFEX
Duane Thompson, Senior Policy Analyst, Fi360
May 17, 2018
Join Fi360’s Blaine Aikin and Duane Thompson as they review the latest developments in the battle over the fiduciary standard for investment advice. They will examine the latest efforts by the Department of Labor and SEC as these agencies continue to review potential changes to the fiduciary standard under securities laws and ERISA. Recent court decisions by the Fifth and Tenth Circuits, examination and enforcement activities by the SEC, and a growing interest by the states in protecting their constituents from conflicted investment advice are also examined. Will efforts at harmonizing rules across regulatory silos, including pending state insurance requirements for annuity transactions, really work? Will industry players already prepared for compliance with the DOL rule continue with best practices even if the fiduciary rule is overturned? Is ESG investing playing an increasingly important and accepted role as part of an advisor’s prudent practices? Aikin and Thompson will tackle these questions and many others in what is shaping up to be a watershed year for the fiduciary standard.
Designee Coaching Call: Fees, Services, and a Prudent Process for IRA Rollovers Watch
The Continuing Fiduciary Trend and How the AIF Designation Fits In Watch
IRA Rollover Fee Study Early Insights Watch
Research Trends for Recordkeepers Webinar Watch
Gaining a fiduciary edge with AIF Training & Designation - Principal Watch
Fee Benchmarker Demo – Benchmarking Your Advisory Fees and Services for 401(k) Plans Watch
An Update on the DOL’s Fiduciary Rule Proposal Watch
Fiduciary Essentials for DC Plans: Why You Should Consider Training for Your Plan Sponsor Clients Watch
The New Fiduciary Proposal…It’s out and we’re talking about it Watch