401(k) Specialist Magazine

401(k) Specialist is a web, print and enewsletter-based content platform exclusively dedicated to equipping retirement plan advisors with the vision, specialized knowledge and cutting-edge technology vital to their success in a dynamic marketplace. Through feature articles, videos, breaking news and social media updates, 401(k) Specialist assists industry professionals in securing an affordable quality of life in retirement for hardworking Americans through the 401(k) savings vehicle. More information can be found at


Errors and Omissions insurance coverage is a necessity for any professional in today's litigious society. CalSurance ® has worked with an AM Best A+ (Superior) rated carrier* to offer Registered Investment Advisors (RIAs) a competitive Errors and Omissions Insurance Program, and is offering E&O Insurance for RIA's affiliated with Broadridge.

Learn more about the program and it's comprehensive coverage at a competitive price.

CE Providers

Fi360 offers world-class Continuing Education (CE) courses on a variety of topics to keep our designees on top of industry trends and topics. CE courses are available in a variety of mediums and methods, but we are not the sole provider of quality CE courses. In an effort to expand current offerings and grant designees more access and availability to new courses and topics, Fi360 offers third parties the opportunity to become a CE Provider to Fi360 and reward our designees for attending courses from our approved CE Providers.

Learn more about affiliated CE Providers.

While CE programs are offered through approved providers, Fi360 has the final approval authority. Providers must submit their programs for Fi360’s review, and approval is not guaranteed for all CE provider programs. Designees should also carefully assess the program language to ensure it aligns with their Fi360 designation requirements.

Investments and Wealth Institute

The Investments and Wealth Institute is the leading financial organization individuals and firms turn to for their advanced professional development. As home to the CIMA®, CPWA®, and RMA® certification programs, conferences, webinars and online education, the Institute provides the tools, resources, and programs for Advisors to thrive throughout their careers. As partners in the community, IWI prides itself on being the premier place Financial Advisors, Wealth Managers and Investment Consultants turn to for their sophisticated and technical educational needs. Members of the Broadridge Fi360 Solutions community, contact The Institute’s Enrollment Counsellors at 303.529.3704 to earn a discount on the Retirement Management Advisor® (RMA®) certification program. Don’t forget to tell them you are part of the Fi360 family and friend’s network.

To learn more about the RMA certification visit


Magnifi is a financial search platform that is changing the way people shop for investments. The world’s first natural-language powered investment platform helps financial advisors, portfolio managers and everyday investors find, compare and act on investment options. The platform now includes the Fi360 Fiduciary Score®, which gives advisors the ability to discover and use investment products while staying within the guardrails of fiduciary risk.  In an era with thousands of ETFs, mutual funds, stocks, and model portfolios to choose from, Magnifi demystifies and simplifies investing, providing insights and information that save time and help investors make smarter decisions. 

To learn more, visit the Magnifi website

Matrix Trust Company, A Broadridge Company

Matrix Trust Company provides automated trust, custody and agent services for Qualified and Non-Qualified Retirement Plans. Matrix aggregates, reconciles and processes trust and custodial transactional data in a highly automated environment. 

Learn more about Matrix Trust Company.


MyFiduciary is a firm that specializes in providing investment governance training and support to investment organizations in Australia, New Zealand and the Pacific. 

Because the Prudent Practices® are relevant to fiduciaries and those who work with fiduciaries around the world, together we work to bring greater availability of Broadridge Fi360 Solutions' industry-leading training, designations, and certifications to the Asia-Pacific market.

To learn more about the fiduciary training, tools, and resources in the Pacific region, including legally substantiated, country-specific handbooks for New Zealand and Australia, please visit the website

National Association of Registered Social Security Analysts 

The National Association of Registered Social Security Analysts (NARSSA) provides a comprehensive Social Security program for fiduciary focused on education, technology and back-office support for all their clients' Social Security income planning needs. The RSSA® credential is the standard of excellence in Social Security advisory and planning. 

To learn more, visit the NARSSA website.


Paychex is a leading provider of integrated human capital management solutions for payroll, benefits, human resources, and insurance services. To address the growing number of small and startup retirement plans resulting from SECURE Act 2.0 and state mandates, Broadridge Retirement and Workplace (Fi360 + Matrix) and Paychex have worked together to deliver a turnkey retirement plan solution tailored for financial advisors. "Retirement Plans Simplified" equips advisors with the tools, analytics, investment options and more to efficiently create, manage and service a small or startup retirement plan.

To learn more, visit the Retirement Plans Simplified website

 Pension Resource Institute (PRI)

PRI's mission is to make retirement compliance accessible and affordable. They do this by identifying the right services to deliver to your clients and building compliance resources from there. For member firms (banks, broker-dealers, and RIAs), their service is delivered through a turnkey compliance, practice management and training platform, backed by rule monitoring and unlimited consulting to grow your business while managing changing compliance requirements. Broadridge Retirement and Workplace works with PRI to ensure Decision Optimizer, an IRA rollover fiduciary compliance solution, complies with PTE 20-02 requirements and is updated to meet future changes in laws and regulations. The alliance also extends to exclusive discounts for clients on products and services from each business.

To learn more, visit the PRI website or email