Fi360 offers world-class Continuing Education (CE) courses on a variety of topics to keep our designees on top of industry trends and topics. CE courses are available in a variety of mediums and methods, but we are not the sole provider of quality CE courses. In an effort to expand current offerings and grant designees more access and availability to new courses and topics, Fi360 offers third parties the opportunity to become a CE Provider to Fi360 and reward our designees for attending courses from our
approved CE Providers.
Fi360’s AIF® and PPC® Designees must accrue and report six (6) hours of CE annually according to their renewal cycle and four (4) of those hours must be Fi360 accepted courses. Fi360’s AIFA® Designees must accrue and report ten (10) hours of CE annually according to their renewal cycle and eight (8) of those hours must be Fi360 accepted courses.
Being a CE Provider to Fi360 and having your educational presentations, materials and/or courses accepted by Fi360 gives Fi360 Designees another source for earning those annual CE requirements.
How to Become a CE Provider
Organizations must submit a Provider application with license agreement and pay the $250 annual provider licensing fee. Once approved, the CE Provider will be given a Provider number and can submit CE Programs for approval (application with license agreement and $20/credit hour program fee)
Providers must agree to track attendance/verify/certify attendance and provide the Professional Development Team at Fi360 attendance records via spreadsheet in template format within 30 days of program completion. Program attendance will be uploaded to Fi360 designee accounts within 20 business days and emails will be sent to each attendee by Fi360 notifying them of upload.
Learn more about our CE Policies, format types and acceptable topics.
Benefits to CE Providers
- Engage with the Fi360 community in a valuable way
- Ability to offer existing content and programs for CE credit, subject to Fi360 review/approval
- Receive promotion as a CE Provider partner on the Fi360 website
- Provide a compelling event for advisor attendance at wholesaler meetings
CE Provider Fees
- Annual Provider License: $250
- Program Fees: $20/credit hour
For more information regarding the CE Provider Program, please contact our Professional Development Team at Fi360_CEProviders@broadridge.com.
Current CE Providers
401k Fiduciary Summit
AccessPoint HSA, LLC
American Society of Pension Professionals and Actuaries (ASPPA)
Association of Professional Investment Consultants
Cannon Financial Institute
Cetera Retirement Solutions
City National Rochdale
Commonwealth Financial Network
CUNA Mutual Retirement Solutions
Estate Planning & Trust Council of Long Beach
First Eagle Investment Management
Greenspring Advisors, LLC
Janus Henderson Investments
The Legacy Companies, LLC
Manning & Napier
Money Management Institute
Morningstar Investment Management, LLC
Natixis Advisors, LP
Pension Resource Institute
Prime Capital Investment Advisors, LLC
Principal Financial Group
Raymond James Financial
Royce and Associates, LP
Sage Advisory Services, Ltd. Co.
The SS&C Learning Institute
TD Ameritrade Institutional
True Squid, LLC–The Wealth & Wellness Training Co.
Unified Trust Company
Western Pension & Benefit Council