The Case for Regulating Titles in Financial Services

Posted by Ben Aikin, AIF®, VP, Learning & Development on February 07, 2018

The debate over how advice is defined has important consequences for investors. So, does regulating titles in financial services help focus the blurred lines? Ben Aikin, VP, Learning & Development with Fi360, makes the case.

Behavioral Finance: How Participants Make Decisions

Posted by on December 14, 2017

Q3 Top Quartile Report - Special Edition

Posted by Robin Green on November 10, 2017

See how fund families ranked in Q3 with the Fi360 Fiduciary Score®! This special edition includes a closer look at fund families with R share classes focused on the retirement plan market.

Client Memo: Fiduciary Rule Update

Posted by on November 06, 2017

On Nov. 2, the Office of Management and Budget posted a submission from the DOL on its website that would delay the compliance deadline for certain prohibited transaction exemptions under the DOL’s fiduciary rule from Jan. 1, 2018, to July 1, 2019. Find out what this really means in our latest Client Memo.

Answering Your Questions on Fees, Services, and a Prudent Process for IRA Rollovers

Posted by Fi360 Team on September 20, 2017