Fi360 Fiduciary Talk 51: Regulatory Interplay
Posted by on July 17, 2017
Blaine Aikin, AIFA®, CFA, CFP®, Executive Chairman of Fi360
Duane Thompson, AIFA®, Senior Policy Analyst at Fi360
The SEC is now firmly in the conversation and Nevada just became the first state to grow tired of waiting on federal regulators to implement broader protections for investors. In this discussion, Blaine and Duane talk about the effects each of these efforts has on each other and the overall momentum for fiduciary regulation.