Insights from the experts in investment fiduciary responsibility.

fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?

Posted by on September 09, 2016

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As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.

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