Governmental Plan Fiduciary Advisors: Unlocking Opportunities in an Underserved Market
Governmental Plan Fiduciary Advisors: Unlocking Opportunities in an Underserved Market
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The Latest Generation of Fiduciary Failures
The Latest Generation of Fiduciary Failures
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3(16) Fiduciary: What’s in a Provider? How to Ensure Adequate Coverage and Value
3(16) Fiduciary: What’s in a Provider? How to Ensure Adequate Coverage and Value
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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What Every Financial Advisor Should Know About Working with Nonprofits
What Every Financial Advisor Should Know About Working with Nonprofits
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The Power of Cash Balance Plans
The Power of Cash Balance Plans
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In-Plan Retirement Income: Revenue, Roles & Real-World Application
In-Plan Retirement Income: Revenue, Roles & Real-World Application
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Beyond Past Performance: How Decision Attribution Reveals Future Alpha
Beyond Past Performance: How Decision Attribution Reveals Future Alpha
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The New Landscape of Fiduciary Care
The New Landscape of Fiduciary Care
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AIF® Designation Training - Capstone - Chicago, IL
AIF® Designation Training - Capstone - Chicago, IL
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Just in! Reviewing the Newest Prudent Practices® Updates
Just in! Reviewing the Newest Prudent Practices® Updates
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Navigating the Future: Trends in Digital Assets & Crypto
Navigating the Future: Trends in Digital Assets & Crypto
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIFA® Training - Virtual Class
AIFA® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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AIF® Training - Virtual Class
AIF® Training - Virtual Class
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July Business Services is First to Earn a CEFEX Certification for Operational Fiduciaries in Pooled Plans
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Broadridge 360 Advisor Summit 2024
Broadridge 360 Advisor Summit 2024
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Broadridge Consolidates Retirement Solutions Offerings Under Unified Name: Broadridge Retirement and Workplace
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Broadridge Launches Initiative to Gift Fiduciary Training to Women and People of Color in Financial Professions
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SECURE Act 2.0 is Here
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Report: Achieving Fiduciary Excellence
Achieving Fiduciary Excellence In today’s increasingly competitive environment, more advisory firms are seeking to differentiate themselves and grow AUM by formalizing their commitment to fiduciary excellence. 139 investment advisory firms from around the world have done just that—achieving certification by the Centre for Fiduciary Excellence (CEFEX®), the gold standard for…
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MyFiduciary expands its investment governance services in New Zealand, Australia and the Pacific through Broadridge training alliance
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Current Homepage Announcement
Current Homepage Announcement
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Magnifi Advisor
Magnifi Advisor
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White Paper: Stable Value Funds
Stable Value White Paper Matthew Gnabasik, Managing Partner SR. ERISA Consultant About this paper: Stable Value (SV) is an important asset class in the defined contribution marketplace as measured by participant usage and percent of total DC assets. Despite its importance though, SV funds are still not well understood by…
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Ahead of DOL IRA Rollover Requirements, Broadridge Fi360 Offers Enhanced Solution
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To Meet Investor ESG Demand, Broadridge Enhances Fiduciary Toolkit for Financial Advisors
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Investments & Wealth Institute’s New Alliance Expands Member Benefits to Include Fiduciary Expertise
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Magnifi announces inclusion of preeminent fiduciary scoring data from Broadridge | Fi360
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The Best Conferences To Attend (Or Not) In 2021 And The Future Of Financial Advisor Conferences
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Finding a Financial Advisor Is Easier Than Ever. So Why Is It So Hard to Pick a Good One?
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Top Financial Certifications
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CEFEX Firm-level Certification
CENTRE FOR FIDUCIARY EXCELLENCE (CEFEX) Have your firm independently assessed and certified for conforming to fiduciary best practices. What is CEFEX® Certification? CEFEX® assesses and certifies financial service firms as conforming to fiduciary best practices and required standards detailed by the Prudent Practices®. Certified firms voluntarily submit their business practices…
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Decision Optimizer
Decision Optimizer Where intuitive technology meets expert guidance. Schedule a demo The Department of Labor’s Prohibited Transaction Exemption (PTE) 2020-02, SEC’s Regulation Best Interest (Reg. BI) and the fiduciary standard for investment advisers under the Investment Advisers Act (the “IA fiduciary standard”) impose strict requirements when making account recommendations to…
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AIF® Designation
AIF® Designation Accredited Investment Fiduciary® (AIF®) Designees can demonstrate that they have met educational, competence, conduct and ethical standards to carry out a fiduciary standard of care and serve the best interests of their clients. What is the AIF® Designation? The Accredited Investment Fiduciary® (AIF®) Designation is a professional certification…
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Fi360 Adds Reg BI Training Module
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Reg BI Essentials Training
Reg BI Essentials Training Fi360’s Regulation Best Interest Training is a customizable, two-part training solution for home office personnel and their advisors to understand, apply and reliably comply with the Reg BI regulatory package. Training programs focus on the practical application of the regulatory requirements, tailor-fit to how the firm…
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AIF® Designation Training
Special Offer for Broadridge Clients Save 10% What is AIF® Designation Training? Accredited Investment Fiduciary® (AIF®) Designation training empowers investment professionals with the fiduciary knowledge and tools they need to serve their clients’ best interests while successfully growing their business. Advisors who complete the training are eligible to earn the…
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Client Testimonials
We love our community. And they love us right back. But don't take our word for it. Learn more about how we delight our clients straight from the source. "[AIFA® Designation training] really changed the trajectory of my career as well as our practice." Diana Jordan of Unified Trust Company…
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Legal Statement
Legal Statement
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Cookie Policy
Cookie Policy
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Broadridge to Expand Fiduciary and Reg BI Solutions for Wealth and Retirement Industry With Acquisition of Fi360
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401(k) Lawsuits Get More Complex
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5 Ways to Modernize Your Next Recordkeeper RFP
5 Ways to Modernize Your Next Recordkeeper RFP
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ICYMI - Aug. 2, 2019
ICYMI - Aug. 2, 2019
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Mario Giganti of Cornerstone Capital Advisors + Fi360
Mario Giganti of Cornerstone Capital Advisors + Fi360
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Adviser Regulation Caught Up in Partisan Era, Making It Hard to Plan for Future
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ICYMI - June 28, 2019
ICYMI - June 28, 2019
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All Things Fiduciary
All Things Fiduciary
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ICYMI - June 14, 2019
ICYMI - June 14, 2019
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Rebecca Hourihan + Fi360
Rebecca Hourihan + Fi360
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The Essentials of Public Education, Nonprofit and Government Retirement Plans course highlights key aspects of managing and providing advisory services to 403(b) and 457(b) plans
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Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”
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Stable Value Funds Due Diligence Guide
Stable Value Funds Due Diligence Guide
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Fi360 – the Early Years
Fi360 – the Early Years
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Investment Product and Service Launches
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Fiduciary Excellence Part 4: Monitoring the Client Engagement
Fiduciary Excellence Part 4: Monitoring the Client Engagement
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