AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
From Retirement Plan Advisor to Health Care Plan Fiduciary
From Retirement Plan Advisor to Health Care Plan Fiduciary
Read More
Elevate Your Due Diligence for DC Managed Account Programs
Elevate Your Due Diligence for DC Managed Account Programs
Read More
Demystifying Stable Value: An Interactive Discussion
Demystifying Stable Value: An Interactive Discussion
Read More
CFP Ethics Code of Ethics and Standards of Conduct
CFP Ethics Code of Ethics and Standards of Conduct
Read More
AIFA® Training - Virtual Class
AIFA® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
AIF® Training - Virtual Class
AIF® Training - Virtual Class
Read More
July Business Services is First to Earn a CEFEX Certification for Operational Fiduciaries in Pooled Plans
1698156360
Read More
Broadridge 360 Advisor Summit 2024
Broadridge 360 Advisor Summit 2024
Read More
Broadridge Consolidates Retirement Solutions Offerings Under Unified Name: Broadridge Retirement and Workplace
1684780080
Read More
Broadridge Launches Initiative to Gift Fiduciary Training to Women and People of Color in Financial Professions
1675083780
Read More
SECURE Act 2.0 is Here
1674190800
Read More
Report: Achieving Fiduciary Excellence
Achieving Fiduciary Excellence In today’s increasingly competitive environment, more advisory firms are seeking to differentiate themselves and grow AUM by formalizing their commitment to fiduciary excellence. 139 investment advisory firms from around the world have done just that—achieving certification by the Centre for Fiduciary Excellence (CEFEX®), the gold standard for…
Read More
MyFiduciary expands its investment governance services in New Zealand, Australia and the Pacific through Broadridge training alliance
1658635200
Read More
Current Homepage Announcement
Current Homepage Announcement
Read More
Magnifi Advisor
Magnifi Advisor
Read More
White Paper: Stable Value Funds
Stable Value White Paper Matthew Gnabasik, Managing Partner SR. ERISA Consultant About this paper: Stable Value (SV) is an important asset class in the defined contribution marketplace as measured by participant usage and percent of total DC assets. Despite its importance though, SV funds are still not well understood by…
Read More
Ahead of DOL IRA Rollover Requirements, Broadridge Fi360 Offers Enhanced Solution
1631073600
Read More
To Meet Investor ESG Demand, Broadridge Enhances Fiduciary Toolkit for Financial Advisors
1634097600
Read More
Investments & Wealth Institute’s New Alliance Expands Member Benefits to Include Fiduciary Expertise
1634748120
Read More
Magnifi announces inclusion of preeminent fiduciary scoring data from Broadridge | Fi360
1604519220
Read More
The Best Conferences To Attend (Or Not) In 2021 And The Future Of Financial Advisor Conferences
1603717500
Read More
Finding a Financial Advisor Is Easier Than Ever. So Why Is It So Hard to Pick a Good One?
1600861500
Read More
Top Financial Certifications
1631807940
Read More
CEFEX Firm-level Certification
CENTRE FOR FIDUCIARY EXCELLENCE (CEFEX) Have your firm independently assessed and certified for conforming to fiduciary best practices. What is CEFEX® Certification? CEFEX® assesses and certifies financial service firms as conforming to fiduciary best practices and required standards detailed by the Prudent Practices®. Certified firms voluntarily submit their business practices…
Read More
Decision Optimizer
Decision Optimizer Where intuitive technology meets expert guidance. Schedule a demo The Department of Labor’s Prohibited Transaction Exemption (PTE) 2020-02, SEC’s Regulation Best Interest (Reg. BI) and the fiduciary standard for investment advisers under the Investment Advisers Act (the “IA fiduciary standard”) impose strict requirements when making account recommendations to…
Read More
AIF® Designation
AIF® Designation Accredited Investment Fiduciary® (AIF®) Designees can demonstrate that they have met educational, competence, conduct and ethical standards to carry out a fiduciary standard of care and serve the best interests of their clients. What is the AIF® Designation? The Accredited Investment Fiduciary® (AIF®) Designation is a professional certification…
Read More
Fi360 Adds Reg BI Training Module
1581000720
Read More
Reg BI Essentials Training
Reg BI Essentials Training Fi360’s Regulation Best Interest Training is a customizable, two-part training solution for home office personnel and their advisors to understand, apply and reliably comply with the Reg BI regulatory package. Training programs focus on the practical application of the regulatory requirements, tailor-fit to how the firm…
Read More
AIF® Designation Training
Special Offer for Broadridge Clients Save 10% What is AIF® Designation Training? Accredited Investment Fiduciary® (AIF®) Designation training empowers investment professionals with the fiduciary knowledge and tools they need to serve their clients’ best interests while successfully growing their business. Advisors who complete the training are eligible to earn the…
Read More
Client Testimonials
We love our community. And they love us right back. But don't take our word for it. Learn more about how we delight our clients straight from the source. "[AIFA® Designation training] really changed the trajectory of my career as well as our practice." Diana Jordan of Unified Trust Company…
Read More
Legal Statement
Legal Statement
Read More
Cookie Policy
Cookie Policy
Read More
Broadridge to Expand Fiduciary and Reg BI Solutions for Wealth and Retirement Industry With Acquisition of Fi360
1570706580
Read More
401(k) Lawsuits Get More Complex
1570028520
Read More
5 Ways to Modernize Your Next Recordkeeper RFP
5 Ways to Modernize Your Next Recordkeeper RFP
Read More
ICYMI - Aug. 2, 2019
ICYMI - Aug. 2, 2019
Read More
Mario Giganti of Cornerstone Capital Advisors + Fi360
Mario Giganti of Cornerstone Capital Advisors + Fi360
Read More
Adviser Regulation Caught Up in Partisan Era, Making It Hard to Plan for Future
1561646340
Read More
ICYMI - June 28, 2019
ICYMI - June 28, 2019
Read More
All Things Fiduciary
All Things Fiduciary
Read More
ICYMI - June 14, 2019
ICYMI - June 14, 2019
Read More
Rebecca Hourihan + Fi360
Rebecca Hourihan + Fi360
Read More
The Essentials of Public Education, Nonprofit and Government Retirement Plans course highlights key aspects of managing and providing advisory services to 403(b) and 457(b) plans
1558457640
Read More
Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”
1556650200
Read More
Stable Value Funds Due Diligence Guide
Stable Value Funds Due Diligence Guide
Read More
Fi360 – the Early Years
Fi360 – the Early Years
Read More
Investment Product and Service Launches
1549549800
Read More
Fiduciary Excellence Part 4: Monitoring the Client Engagement
Fiduciary Excellence Part 4: Monitoring the Client Engagement
Read More
Fiduciary Excellence Part 3: Implementing the Investment Strategy
Fiduciary Excellence Part 3: Implementing the Investment Strategy
Read More
Fiduciary Excellence Part 2: Formalizing the Investment Strategy
Fiduciary Excellence Part 2: Formalizing the Investment Strategy
Read More
Fiduciary Excellence Part 1: Organizing a Client Portfolio
Fiduciary Excellence Part 1: Organizing a Client Portfolio
Read More
CE Providers
CE Providers Fi360 offers world-class Continuing Education (CE) courses on a variety of topics to keep our designees on top of industry trends and topics. CE courses are available in a variety of mediums and methods, but we are not the sole provider of quality CE courses. In an effort…
Read More
