The New Fiduciary Proposal…It’s out and we’re talking about it
Blaine Aikin, CEO of fi360
Fred Reish, ERISA attorney at Drinker Biddle & Reath LLP
Bob Holcomb, Executive Director, Legislative and Industry Affairs at Empower Retirement
Bill Harmon, Sr. Vice President, Core Markets at Empower Retirement
April 30, 2015
In this sesson, our experts will provide an overview of DOL’s new fiduciary proposal and how it impacts RIAs and broker-dealer representatives. In particular, we’ll discuss what it means for fiduciary advice to IRAs, capturing rollovers, and the ripple effects it may have on the SEC and FINRA as they consider their standards of care in the future.