The New Era of Financial and Fiduciary Regulation

Blaine Aikin, CEO of fi360 and Kristina Fausti, Director of Legal and Regulatory Affairs of fi360

September 09, 2010

A discussion on the new era of regulation that has taken hold in Washington, including proposals, rules and guidance that affect fees, disclosures, and how advice is given; and what can be expected in the next year that will further shape how financial products and services are sold and delivered. We also go over what steps you should be taking to prepare for the increased transparency and accountability requirements being implemented by policy makers throughout the financial services industry.