Secure Act 2.0: Financial Planning Considerations for Advisors

July 13, 2023

As millions of employees will soon begin to participate in 401(k) plans for the first time and millions of those already in 401(k) plans are impacted by new regulations, there is an excellent opportunity to engage and/or revisit wealth focused financial planning conversations with clients.  

This webinar covers provisions in SECURE 2.0 including changes to required minimum distributions, 529 plans, and charitable giving, plus the “Rothification” of retirement plans – and how the financial advisor can leverage these changes into an enhanced strategy for engaging their individual clients. Afraid you don’t know all of the provisions of SECURE 2.0 and unsure about venturing into new territory?  This webinar also explores opportunities to identify and leverage partners with expertise in these areas to support your practice.

By the end of the session, attendees…

  • Understoond the intersection between provisions in the SECURE 2.0 Act and financial planning considerations
  • Identified opportunities for advisors to leverage new SECURE 2.0 provisions to provide value to wealth clients
  • Evaluated practical guidance for how to engage and communicate with individual investor clients
  • Leveraged partners to maximize value for your clients and prospects surrounding SECURE 2.0 Act – and beyond


Bonnie Treichel
Chief Solutions Officer
Endeavor Retirement

Alicia Rich
Head of Client and Advisor Digital Enablement
Broadridge Financial Solutions

Michael Kleeman
Sr. Director of Strategy
Broadridge Financial Solutions