Introduction to Fiduciary Prudent Practices

Rich Lynch, AIFA®, Lead AIF® Instructor, Broadridge Fi360 Solutions

Bennett Aikin, AIF®, Director of Designations, Broadridge Fi360 Solutions

February 18, 2021

The vast majority of the world’s liquid investable wealth is in the hands of investment fiduciaries, and the success or failure of investment fiduciaries can have a material impact on the fiscal health of any country. The timeless principles that underlie the fiduciary standard, such as loyalty and care, provide the basis for trustworthy conduct by those who are entrusted with other peoples’ money. Fiduciary laws and regulations serve to define the details of prudent investment processes. Those prudent processes make adherence to the core fiduciary principles practical and reliable.

In this session, we will introduce you to the Prudent Practices®, substantiated in law and regulation, that serve as a guide to investment fiduciaries striving to fulfill their fiduciary obligations. By following a structured process based on the Practices, the fiduciary can be confident that critical components of an investment strategy are properly implemented and followed.

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