Webinars

Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.

Investing Amid a Crisis

Wes Crill, Ph.D., Vice President, Dimensional Fund Advisors

May 21, 2020

In this presentation, we will provide an overview of recent market events while contextualizing the current environment with historical perspectives that may offer insights into how fiduciaries might responsibly navigate the volatility. In addition, we will highlight the importance of sticking to investment principles using empirical research reinforcing the benefits of diversification and a disciplined approach to asset allocation. Additionally, we will discuss how applying the right risk management framework is important when building portfolios for clients approaching retirement to help weather the storm of volatile markets.

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2020 CEFEX General Meeting DAY 2

May 19, 2020

This is a forum for the exchange of ideas on how to leverage the CEFEX certification program. We welcome participation from CEFEX Analysts, CEFEX-certified firm representatives and AIF®/AIFA® Designees.

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2020 CEFEX General Meeting DAY 1

May 18, 2020

This is a forum for the exchange of ideas on how to leverage the CEFEX certification program. We welcome participation from CEFEX Analysts, CEFEX-certified firm representatives and AIF®/AIFA® Designees.

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The Fiduciary’s Role in the Rebirth of a Tribal Nation Watch

Artificial Intelligence Fiduciary: Automate All Things Ordinary, So You Can Be Extraordinary Watch

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To MEP or Not to MEP, That Is the Question Watch

Advisor Considerations for HSAs and ERISA Watch

RIA Disclosures: Form CRS/ADV Part 3, Share Class Disclosures, and More Watch

The SEC’s Investment Adviser Interpretation and Reg BI: The (Partial) Convergence for RIAs and Broker-Dealers Watch

Reg BI and Other Trends for Fiduciary and Professionalism Watch

2020 State of the Fiduciary Watch

Market Perspectives for Fiduciaries Watch

Proving Prudence & Participant Loyalty: A Plan Committee Defends Itself Watch

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Step 4 of the Fiduciary Process: Monitoring the Client Engagement Watch

Will Policymakers’ Vision for the Fiduciary Standard Be 20/20 in 2020? Watch

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Regulating Conflicted Advice: Is The Rulemaking Process Working? Watch

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Step 1 of the Fiduciary Process: Organizing the Client Engagement Watch

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Introducing the Latest Update to Fi360’s Prudent Practices Watch

Demystifying Providing Advisory and Planning Services to Women Watch

Fiduciary Year in Review: What Advisors Need to Know about the Evolving Fiduciary Landscape Watch

The Evolving QDIA Landscape: What Defined Contribution Professionals Should Know Watch

How Mandatory Force-Outs Turned into a Fiduciary Concern Watch

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Is the Fiduciary Standard Being Dismembered or Strengthened? Watch

Step 4 of the Fiduciary Process: Monitoring the Client Engagement Watch

The Regulatory Outlook for 2018 and the Impact on Advisors Watch

Step 3 of the Fiduciary Process: Implementing the Investment Strategy Watch

Behavioral Finance - How Participants Make Decisions Watch

Regulators, the Courts and the Fiduciary Standard:  What’s Happened, What’s Happening, What’s Next Watch

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The HSA Opportunity for Retirement Advisors Watch

Complying with Impartial Conduct Standards under the DOL’s Fiduciary Rule Watch

Theory in Action: Asset Manager Solutions to Address the Retirement Income Challenge Watch

DOL Fiduciary Rule Finds New Life in Rule Extension Watch

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IRA Rollover Fee Study Early Insights Watch

What the Upcoming Election Means for Advisors Watch

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Gaining a fiduciary edge with AIF Training & Designation - Principal Watch

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Cybersecurity: What advisors need to know about protecting data Watch

Fiduciary Focus – Collective Investment Trusts Capturing Assets and Attention Watch

Fee Benchmarker Demo – Benchmarking Your Advisory Fees and Services for 401(k) Plans Watch

Compensation, conflicts, and best practices under the DOL’s Fiduciary Rule Watch

DOL Fiduciary Rule and Putting Investors First Watch

Rethinking Target Date Funds: Who Needs Them and How to Compare Them Watch

The DOL’s Fiduciary Rule: What’s in it and what does it mean for advisors? Watch

Social Security and Why We Truly May Be Facing a Retirement Crisis Watch

Keeping Your Mind on Money While Listening to Matters of the Heart: Fiduciary Heuristics for ESG Inv Watch

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Understanding Reasonableness and Using Benchmarking to Avoid the Race to the Bottom Watch

An Update on the DOL’s Fiduciary Rule Proposal Watch

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Understanding Risk from a Fiduciary and Behavioral Standpoint Watch

Fiduciary Essentials for DC Plans: Why You Should Consider Training for Your Plan Sponsor Clients Watch

NQDC in the “Real World” Watch

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ERISA Litigation and Enforcement: The Role of the Independent Fiduciary and Best Practices for Finan Watch

The Seven Core Principles Every Fiduciary Should Know and Follow Watch

Managing Client Expectations using an Investment Policy Statement Watch

Benchmarking & Demonstrating Value in the Age of Reasonableness Watch

Advisor Payments and Conflicts of Interest Watch

Understanding and Using the CRFP (Consultants Review of Fiduciary Practices) Watch

The Case for Rethinking TDFs as QDIAs Watch

A Fiduciary Approach to Conflicts of Interest and Risk Governance Watch

The Fiscal Cliff and what advisors need to know Watch

Disclosures, Duties and Traps: What You Need to Know to Act Now Watch

Understanding the Distinctions: Suitability vs. Fiduciary; Compliance vs. Fiduciary Culture Watch

The Impact of the Broker-Dealer Fiduciary Standard on Financial Advice Watch

Asset allocation for volatile markets Watch

A fiduciary approach to alternative investments Watch

A Fiduciary Approach to Risk management / Life Insurance Planning Watch

The Fiduciary Trend: The Combined Effects of the Proposed Advice Regulation and 408(b)(2) Watch

Building an effective and compliant social media program for advisors Watch

The New Era of Financial and Fiduciary Regulation Watch

Monitoring client and investment fees Watch

Understanding the different types of fiduciaries and what it means for your business model Watch

Top Issues to Include in your 2009 Year-end Review Watch

Let’s get to work. Connect