Stay up to date on the latest company news, developments, and releases; new product and services offerings; advocacy and policy activities; and opportunities for our members and the fiduciary community.

Broadridge Acquisition of Fi360 Underlines RIA Fiduciary Evolution

October 14, 2019

Leading up to its own acquisition by the larger Broadridge organization, Fi360 had been actively acquiring other fiduciary solutions firms, aiming to build a comprehensive suite of RIA services.
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The 20 Best Conferences For Financial Advisors To Choose From In 2020

Nerd's Eye View
October 14, 2019

Who Should Attend [the Fi360 Conference]: Financial advisors who specialize in working with qualified plans as fiduciaries (or want to learn to do so), or those who generally want to deepen their knowledge of real processes and systems to fulfill their fiduciary duty.
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Broadridge to Expand Fiduciary and Reg BI Solutions for Wealth and Retirement Industry With Acquisition of Fi360

October 10, 2019

New solutions will enable wealth advisors and intermediaries to grow their businesses while increasing fiduciary oversight Suite also grows Broadridge’s data and analytics capabilities for asset managers
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401(k) Lawsuits Get More Complex

October 02, 2019

Lawsuits targeting 401(k) plan sponsors increasingly involve issues that are complex and granular. It's a trend that's likely to continue as such litigation proliferates and one that some advisers and attorneys fear may leave employers paralyzed when it comes to retirement plan design.
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Choosing Between a Stable Value or Money Market Fund

August 28, 2019

Lawsuits have led to confusion about which direction retirement plan sponsors should go when choosing a capital preservation fund for their plan lineup.
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These Are the New Rules for Finding a Financial Advisor You Can Trust

August 13, 2019

Choosing a financial advisor has always been a confusing, high-stakes decision, and critics say a recent regulation designed to help consumers may actually have made it harder to know whom to trust.
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