Stay up to date on the latest company news, developments, and releases; new product and services offerings; advocacy and policy activities; and opportunities for our members and the fiduciary community.
Fi360 Client Alert and Analysis - Reg BI Cometh!Fi360
May 28, 2019
It’s official – the SEC Commissioners will meet June 5 at 10:00 a.m. EDT to tackle four items of great significance to registered investment advisers, broker-dealers and retail (non-institutional) investors. Here's what we anticipate from the meeting.
DOL Pushes Fiduciary Rulemaking Plan To DecemberFinancial Advisor
May 24, 2019
The Department of Labor announced Thursday it had delayed its planned new fiduciary rule by three months—to December—ostensibly to wait for the Securities and Exchange Commission to finalize its own “Best Interest” package of regulations.
Product Development Moves Beyond the 401(k) PlanPLANADVISER
May 23, 2019
Retirement plan advisers with established 401(k) businesses are finding new revenue streams and client engagement opportunities among nonprofits and educational institutions, and in the area of estate planning.
The Essentials of Public Education, Nonprofit and Government Retirement Plans course highlights key aspects of managing and providing advisory services to 403(b) and 457(b) plansFi360
May 21, 2019
Fi360 has introduced a new certificate training course for public-sector retirement plans, enabling advisors, plan sponsors and other key constituents in the 403(b) and 457(b) space to use fiduciary principles and practices to create better outcomes for participants.
Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”FiduciaryNews.com
April 30, 2019
FiduciaryNews.com catches up with Fi360 executive chairman, Blaine Aikin and his insights on current regulatory developments.
Why 401(k) advisers should stress-test client portfoliosInvestmentNews
April 29, 2019
Traditional methods of performing investment due diligence use models that may not fully correspond to reality
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