Stay up to date on the latest company news, developments, and releases; new product and services offerings; advocacy and policy activities; and opportunities for our members and the fiduciary community.

Fi360 Client Alert and Analysis - Reg BI Cometh!

May 28, 2019

It’s official – the SEC Commissioners will meet June 5 at 10:00 a.m. EDT to tackle four items of great significance to registered investment advisers, broker-dealers and retail (non-institutional) investors. Here's what we anticipate from the meeting.
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DOL Pushes Fiduciary Rulemaking Plan To December

Financial Advisor
May 24, 2019

The Department of Labor announced Thursday it had delayed its planned new fiduciary rule by three months—to December—ostensibly to wait for the Securities and Exchange Commission to finalize its own “Best Interest” package of regulations.
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Product Development Moves Beyond the 401(k) Plan

May 23, 2019

Retirement plan advisers with established 401(k) businesses are finding new revenue streams and client engagement opportunities among nonprofits and educational institutions, and in the area of estate planning.
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The Essentials of Public Education, Nonprofit and Government Retirement Plans course highlights key aspects of managing and providing advisory services to 403(b) and 457(b) plans

May 21, 2019

Fi360 has introduced a new certificate training course for public-sector retirement plans, enabling advisors, plan sponsors and other key constituents in the 403(b) and 457(b) space to use fiduciary principles and practices to create better outcomes for participants.
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Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”
April 30, 2019 catches up with Fi360 executive chairman, Blaine Aikin and his insights on current regulatory developments.
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Why 401(k) advisers should stress-test client portfolios

April 29, 2019

Traditional methods of performing investment due diligence use models that may not fully correspond to reality
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