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Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process

Posted by Fi360 on May 15, 2017 in

Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process

Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process

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The June 9 Fiduciary Deadline and Key Issues for Broker-Dealers

Posted by Fred Reish on May 09, 2017 in Fiduciary Basics Fiduciary Excellence In the News Regulatory Update

The new—and very broad—definition of fiduciary advice will apply on June 9. That means that investment recommendations to ERISA plans, participants or IRAs will be fiduciary advice. Broker-dealers and their advisors will, in essence, be co-fiduciaries for providing that advice. As a result, broker-dealers need to develop internal policies, procedures, training and supervision as quickly as possible in order to be in compliance by June 9. The areas of focus should be: Fiduciary education for home office management, supervisory, and sales and marketing personnel. As explained below, some of the fiduciary responsibilities will need to be satisfied by...

The June 9 Fiduciary Deadline and Key Issues for Broker-Dealers

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Filling the Void in Guaranteed Retirement Income

Posted by Fi360 on March 31, 2017 in

A follow up Q&A from our recent webinar on guaranteed retirement income. Plus directions on accessing the recording.

Filling the Void in Guaranteed Retirement Income

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Fi360 Fiduciary Talk 47: Filling the void in guaranteed retirement income

Posted by Fi360 on March 17, 2017 in Great Sources of Information

Fi360 Fiduciary Talk 47: Filling the void in guaranteed retirement income

Fi360 Fiduciary Talk 47: Filling the void in guaranteed retirement income

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Fi360 Fiduciary Talk 46: Fiduciary duties of elected officials

Posted by Fi360 on March 08, 2017 in In the News

Fi360 Fiduciary Talk 46: Fiduciary duties of elected officials

Fi360 Fiduciary Talk 46: Fiduciary duties of elected officials

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