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Fiduciary Essentials for Defined Contribution Plans

Many plan sponsors, stewards and investment committee members are unaware of their fiduciary duties and responsibilities. With increasing regulatory pressure to implement fiduciary standards of care, these plan fiduciaries can turn to Fiduciary Essentials for Defined Contribution Plans (FEDC) to learn how they can improve their fiduciary decision-making process while minimizing liability. 

Course Details


Learning Objectives

  • Identify the function of a plan steward and importance of managing responsibility
  • Illustrate the seven fiduciary precepts and the obligation of a plan steward
  • Apply the fiduciary precepts to a simple investment decision-making process


Course Outline

  • Session 1: The Role of a Retirement Plan Steward
  • Session 2: Seven Fiduciary Precepts Every Steward Must Know
  • Session 3: Applying the Fiduciary Precepts


Participants will be eligible to earn the Certificate of Completion (Fiduciary File Document) by passing the final examination with a score of 75 percent or higher and completion of training course.

Delivery Options

  • Plan sponsor direct – Plan sponsors can purchase and complete the online version of FEDC directly from Fi360
  • Designee-Delivered* – AIF® and AIFA® designees who are practicing advisors may purchase an individual license to deliver FEDC training directly to their clients and prospects
  • Enterprise – Special license arrangements are available for service provider organizations and for multi-advisor arrangements

 

contact us for more information 

*Please note: The designee-delivered option requires several steps to become a qualified, licensed instructor. One of which is to attend a live webinar regarding instructor terms and conditions and the logistics around delivery. The next three scheduled webinars are: 

  • Wed, Oct 25 from 11:00 AM - 12:00 PM EDT
  • Tue, Nov 14 from 2:00 PM - 3:00 PM EST
  • Thur, Dec 7 from 1:00 PM - 2:00 PM EST

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