Skip to Content

News

Stay up to date on the latest company news, developments, and releases; new product and services offerings; advocacy and policy activities; and opportunities for our members and the fiduciary community.

SEC singles out fees, conflicts in 2018 exam priorities

FinancialPlanning | BIC
February 08, 2018

When SEC inspectors drop in on a firm this year, advisors serving retail clients had better be able to justify their fees, compensation and use of digital advice. The SEC's Office of Compliance Inspections and Examinations published its sixth annual exam priorities, a document that puts the industry on notice about the regulator’s areas of concern.
Read Full Article

How new leadership at DOL could address retirement rules

InvestmentNews
January 25, 2018

The incoming head of the Employee Benefits Security Administration may pursue new regulations around 401(k) issues such as annuities
Read Full Article

Fi360 Refreshes, Expands Fiduciary Training Program for Advisors

ThinkAdvisor
January 19, 2018

Fi360, a fiduciary education, training and technology company, said this week that it has added new modules to its Fiduciary Essentials for Advisors training program.
Read Full Article

What Has Fiduciary Firm Fi360 Done Now?

401KSpecialist
January 18, 2018

Fi360 is at it again, adding new modules to its Fiduciary Essentials for Advisors (FEA) training program “to help financial professionals successfully operate in the ever-changing regulatory and market landscape.”
Read Full Article

Back to top