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Confusion Abounds After Fifth Circuit Decision Vacates DOL Fiduciary Rule

March 16, 2018

The latest decision out of the Fifth U.S. Circuit Court of Appeals throws a dramatic new element of confusion into the epic regulatory saga that has been the roll out of the Department of Labor fiduciary rule.
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Fi360 Announces Agenda and Keynotes for 2018 Annual Conference

February 21, 2018

Fi360, the nation’s leading provider of fiduciary-related education and technology, unveiled the agenda and keynotes for its 2018 annual conference, which will take place April 25-27, 2018 in San Diego, Calif. at the Hilton Bayfront.
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Fiduciary conduct is good for business

February 21, 2018

Following fiduciary best practices strengthens client relationships and makes them more enduring. Blaine Aikin explains in his latest article for InvestmentNews.
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SEC singles out fees, conflicts in 2018 exam priorities

FinancialPlanning | BIC
February 08, 2018

When SEC inspectors drop in on a firm this year, advisors serving retail clients had better be able to justify their fees, compensation and use of digital advice. The SEC's Office of Compliance Inspections and Examinations published its sixth annual exam priorities, a document that puts the industry on notice about the regulator’s areas of concern.
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