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Fi360 Refreshes, Expands Fiduciary Training Program for Advisors

January 19, 2018

Fi360, a fiduciary education, training and technology company, said this week that it has added new modules to its Fiduciary Essentials for Advisors training program.
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What Has Fiduciary Firm Fi360 Done Now?

January 18, 2018

Fi360 is at it again, adding new modules to its Fiduciary Essentials for Advisors (FEA) training program “to help financial professionals successfully operate in the ever-changing regulatory and market landscape.”
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SEC Enforcement Slowly Tilting Fiduciary Needle toward ERISA

Corporate Compliance Insights
January 17, 2018

At stake in the prolonged debate over a “best-interest” standard of care for retirement advice are $7.5 trillion in 401(k)-type assets and $8.4 trillion in IRA assets. Whether or not the Department of Labor (DOL) and the Securities and Exchange Commission (SEC) will eventually come to agreement on a uniform standard of conduct remains to be seen, but the SEC’s inspection and enforcement arms are slowly forging ahead by imperceptibly moving the regulatory needle in favor of the DOL’s higher standard for advice-givers. Compliance officers, as well as plan sponsors’ HR Departments and the investment committees that oversee 401(k)-type defined contribution plans, are wise to examine this trend, as it can impact their business moving forward
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Fi360 Expands Fiduciary Essentials Training Program for Financial Professionals

January 17, 2018

Updated Fiduciary Essentials for Advisors curriculum enables financial professionals to successfully navigate the evolving regulatory and market environment
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