Insights from the experts in investment fiduciary responsibility.

Fiduciary Links: Take the Third Annual Fiduciary Standard Survey

Posted by fi360 Team on February 26, 2013

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>>>>fi360 and have just launched our third annual Fiduciary Standard Survey. The survey is open to all types of financial advisors and seeks to find how well advisors understand the fiduciary standard of care, how they feel about the standard, and how those attitudes are evolving over time.

Many of the questions in the survey are repeated from previous years, so that we can how the responses have changed over time. In addition, we include a few questions that are specific to this year, mostly having to do with anticipated SEC and DOL fiduciary rulemaking.

We encourage all of the financial advisors in our audience to please take the survey. The more respondents we have, the more confident we are of the results being representative of the advisor population. Results of the survey will be released in conjunction with the 2013 fi360 Conference.

For more information and to view the results of previous years’ surveys, see the following sources:

>>>>Time is also running out for early bird pricing to the 2013 fi360 Conference. If you haven’t yet registered, make sure you visit for more information, including our agenda, featuring keynote speaker Nate Silver. Prices go up Friday. Register here.

News and columns from the leading trade, consumer, and mainstream media:

From the blogs:

From the organizations/associations/government/academia: 

  • SEC announces 2013 examination priorities, published to promote compliance and share with both investors and registrants what to expect. Read the examination priorities here. [SEC]

Articles your clients are reading (or should be):

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