Skip to Content

About

Updated weekly

Have an idea for the Fi360 blog?
Send us your question or comment
to blog@fi360.com

Subscribe to the Fi360 Blog

In a reader RSS

Stay Connected to Fi360

Return to Blog Home

fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?

Posted by on September 09, 2016

Permalink | Comments (0)     

As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.

Comments

Post Your Comment

Back to top