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Fi360 news

  • February 08, 2018

    When SEC inspectors drop in on a firm this year, advisors serving retail clients had better be able to justify their fees, compensation and use of digital advice. The SEC's Office of Compliance Inspections and Examinations published its sixth annual exam priorities, a document that puts the industry on notice about the regulator’s areas of concern. READ MORE

  • January 25, 2018

    The incoming head of the Employee Benefits Security Administration may pursue new regulations around 401(k) issues such as annuities READ MORE

  • January 19, 2018

    Fi360, a fiduciary education, training and technology company, said this week that it has added new modules to its Fiduciary Essentials for Advisors training program. READ MORE

  • January 18, 2018

    Fi360 is at it again, adding new modules to its Fiduciary Essentials for Advisors (FEA) training program “to help financial professionals successfully operate in the ever-changing regulatory and market landscape.” READ MORE

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From our Blog

  • February 13, 2018

    America Saves Week - How to Sell and Deliver a Financial Wellness Program READ

  • February 08, 2018

    Q4 2017 Top Quartile Report READ

  • February 07, 2018

    The Case for Regulating Titles in Financial Services READ

  • December 14, 2017

    Behavioral Finance: How Participants Make Decisions READ

  • November 10, 2017

    Q3 Top Quartile Report - Special Edition READ

  • September 20, 2017

    Answering Your Questions on Fees, Services, and a Prudent Process for IRA Rollovers READ

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