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Fi360 news

  • January 17, 2018

    At stake in the prolonged debate over a “best-interest” standard of care for retirement advice are $7.5 trillion in 401(k)-type assets and $8.4 trillion in IRA assets. Whether or not the Department of Labor (DOL) and the Securities and Exchange Commission (SEC) will eventually come to agreement on a uniform standard of conduct remains to be seen, but the SEC’s inspection and enforcement arms are slowly forging ahead by imperceptibly moving the regulatory needle in favor of the DOL’s higher standard for advice-givers. Compliance officers, as well as plan sponsors’ HR Departments and the investment committees that oversee 401(k)-type defined contribution plans, are wise to examine this trend, as it can impact their business moving forward READ MORE

  • January 17, 2018

    Updated Fiduciary Essentials for Advisors curriculum enables financial professionals to successfully navigate the evolving regulatory and market environment READ MORE

  • January 16, 2018

    CEFEX, the Centre for Fiduciary Excellence, LLC, an Fi360 company, is pleased to announce the appointment of Blaine F. Aikin, AIFA®, CFA, CFP®, as Executive Chairman of the company. In conjunction with this industry leader appointment, CEFEX is enhancing its Investment Advisor certification program. READ MORE

  • January 03, 2018

    Welcome to the January 2018 issue of the Latest News in Financial Adviser #FinTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisers and wealth management! READ MORE

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From our Blog

  • December 14, 2017

    Behavioral Finance: How Participants Make Decisions READ

  • November 10, 2017

    Q3 Top Quartile Report - Special Edition READ

  • September 20, 2017

    Answering Your Questions on Fees, Services, and a Prudent Process for IRA Rollovers READ

  • September 08, 2017

    5 Factors To Consider Before Adding Newer Investments To Fiduciary Accounts READ

  • August 31, 2017

    Answers To Your 'The HSA Opportunity for Retirement Advisors' Questions READ

  • August 18, 2017

    Raising the Bar with the Fi360 Fiduciary Score READ

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