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Stay up to date on the latest company news, developments, and releases; new product and services offerings; advocacy and policy activities; and opportunities for our members and the fiduciary community.

Morningstar: Industry’s idea of clean shares may not be clean enough

BenefitsPro
July 19, 2017

Clean shares of mutual funds, the investment innovation designed to allow brokers and advisors to serve as level fee fiduciaries under the Labor Department’s conflict-of-interest rule, are expected to revolutionize how financial professionals are compensated and how their clients pay for services.
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Fi360 Puts Data in the C-Suite with Hire of Chief Data Officer

July 18, 2017

Fi360, the nation’s leading provider of fiduciary-related education and tools, announces today the hiring of technical specialist Steve Engelhardt, CFA, as its chief data officer, a new role at the company.
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Despite leaner budgets, SEC’s Clayton anticipates a 5% increase in adviser exams next year

InvestmentNews
June 27, 2017

If Securities and Exchange Commission Chairman Jay Clayton has his way, registered investment advisers will see more oversight from auditors next year.
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SEC budget request could make it harder for agency to increase adviser examinations

InvestmentNews
June 23, 2017

The SEC budget request for 2018 projects 1,044 full-time OCIE employees, down from 1,069 in fiscal 2017
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