CASE STUDIES
The following case studies illustrate how investment professionals are leading the way in changing the industry with their commitment to fiduciary responsibility, and how fi360 is helping them do it.
If you want to share your story and have a case study written on your experiences with fi360 and adopting the Prudent Investment Practices into your business, please let us know.
- Allodium Investment Consultants--See how AIFA designee David Bromelkamp left his broker-dealer firm to start an RIA based on fi360's Prudent Investment Practices, eventually being nominated for a business ethics award in Minnesota.
- DSF Wealth Management, LLC--See how AIFA designee David Strother was able to transition from an RIA to a broker/dealer because of a firm commitment to the Practices, disclosure, and client relationships.