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The Prudent Practices for Investment Stewards and Investment Advisors ( Singapore Edition) handbook features the same Practices and Criteria as the U.S. editions of the handbooks for Investment Stewards and Investment Advisors, but with country-specific legal substantiations and text.

All twenty-two Practices are substantiated by legislation and case law from:

  • Financial Adviser's Act
  • Trustee Act
  • Trust Companies Act
  • Security and Futures Act
Prudent Practices for Investment Stewards and Investment Advisors (Singapore Edition) was co-produced in association with the Singapore

Task Force:

  • Ms. Ong Beng Lay, AIF, Advocate & Solicitor, David Chong & Co.
  • Ms. Rosalind Chong, Senior Vice President, Group Compliance, DBS Bank
  • Ms. Jennifer Tan

Legal substantiations were provided by Ms Lily Pacheco, Legal Counsel, Portcullis Trust (s), Ltd.

For more information regarding this handbook or training opportunities in Singapore, please visit contact us.

INTERNATIONAL HANDBOOKS

Prudent Practices for Investment Stewards and Investment Advisors (New Zealand Edition)

Prudent Practices for Investment Stewards and Investment Advisors (Canada Edition)

Any country interested in adopting and substantiating the proposed practices for Investment Stewards, Advisors, or Managers should email an inquiry. A Prudent Practices for Investment Stewards and Investment Advisors (Worldwide Edition) handbook is available that removes all U.S. centric terms and serves as an introduction for new foreign markets.

 

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