Resources Webinars are presented quarterly to address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are fi360 staff or other industry thought-leaders.
Live attendance is recorded for one hour of CE for the AIF and AIFA designations. CE credit may also apply for the CFP Certification, when indicated. Each individual wishing to receive CE credit for any credential must register and login personally. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email email@example.com.
ERISA Litigation and Enforcement: The Role of the Independent Fiduciary and Best Practices for Financial Advisors
Description: ERISA litigation and enforcement increasingly involves allegations of conflicts of interest and imprudent decision-making on the part of advisors, consultants, banks and asset managers. In several recent matters, regulators and judges have made it clear that the use of an independent fiduciary would be interpreted as a reflection of procedural prudence and the absence of an independent fiduciary could hasten a decision of fiduciary breach.
- Susan Mangiero, Managing Director of Fiduciary Leadership, LLC
- Thomas Clark, Counsel at The Wagner Law Group
- Mitchell Shames, Partner at Harrison Fiduciary Group
Date and time: Wednesday, April 8 from 3:00-4:00 p.m. ET
Continuing education: Accepted for one hour of CE credit by fi360 (AIF®, AIFA®, PPC®) and CFP Board (CFP®).