CE CREDIT FORM

Please take a moment and complete the following form to ensure you receive your CE credits. We appreciate any feedback you may have.
Please enter your full name:
Please enter your email address:
Please indicate which sessions you listened to by selecting the appropriate boxes below.
AIF®'s are required to listen to a minimum of 4 sessions; AIFA®'s are required to listen to a minimum of 6 sessions.
For additional details, please review the 2008 continuing education requirements in the designee portal.
GENERAL SESSIONS:
Overturning the SEC "Broker Dealer Rule" – What to Expect Going Forward
"The Better Mousetrap" Portfolio Optimization Using Resampled Efficiency

BREAKOUT SESSIONS:
Integrating SAFEs and CAFEs with Investment Consulting Services
Regulatory Hot Topics
A Practical Understanding of Fiduciary Exposure for Investment Professionals
Fiduciary Responsibility Surrounding Terminal Funding of DB Plans
Attorneys and Accountants as Partners in the Fiduciary Cause
Behavioral Economics
Qualified Default Investment Alternatives
The Role of the Investment Committee
A Debate on 404c Concepts and Compliance
Utilizing the Media to Raise Awareness and Demonstrate Expertise in the Fiduciary Space
Implementing Process in Your Business
CEFEX has Changed the way Fiduciaries Select Service Providers
Contrasting Broker Dealers with RIAs
Does SRI = Lower Returns…think again! See How the '2004 PLANSPONSOR of the Year' Does It
The Evolution of Fiduciary Standards: From Process to Thought Process
Fees and Expenses: The Transparency Debate
Fiduciary Safe Harbors
Fiduciary Responsibilities in Managing Investment Advisors…from 3 Clients Perspectives
403b Changes and Opportunities
Hedge Fund Case Study
1. Are you an AIF or an AIFA?
AIF AIFA
2. Please indicate which professional designation(s) you currently hold (select all that apply):
CFP® CFA CIMA CIMC CPA ChFC CLU Other - Use box below
3. Which option(s) best describes you (select all that apply):
Investment Advisor
Investment Steward (Investment Committee Member/Trustee)
Investment Manager
Broker/Dealer
Dual Registered
Financial Planner
Accountant
Other -
4. Overall, did you find value in the CE sessions provided?
Yes Somewhat No
5. Are there specific topics you would like to see in the future? If so, please indicate below.
6. Did you attend the 2008 Conference in Charlotte, NC?
Yes No
7. Do you plan to attend the 5th Annual fi360 Conference in Scottsdale, AZ on May 6-8 2009?
Yes No Not Sure
8. Do you have any suggestions for how we can continue to improve upon the value of your fi360 designation?
Do you have any additional comments?
I certify by pressing submit that I have viewed the CE sessions indicated above.

Please enter your name
Please enter your email address