Insights from the experts in investment fiduciary responsibility.

Fi360 Fiduciary Talk 49: Moving Forward with Impartial Conduct Standards

Posted by on July 17, 2017

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Presenters:
Blaine Aikin, AIFA®, CFA, CFP®, Executive Chairman of Fi360
Duane Thompson, AIFA®, Senior Policy Analyst at Fi360

Even during this period of non-enforcement, advisors are still expected to make good-faith efforts to get in compliance with Impartial Conduct Standards. 

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