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Raising the Bar with the Fi360 Fiduciary Score

Raising the Bar with the Fi360 Fiduciary Score

Posted by Robin Green on August 18, 2017 in

See how fund families rank! The Fi360 Fiduciary Score® is a peer percentile ranking. It evaluates investments across a spectrum of nine quantitative data points to determine if the investment meets a minimum fiduciary standard of care.

Are annual investment reviews enough?

Posted by Dave Palascak, AIF®, CFA on August 17, 2017 in Putting Process into Practice Spotlight on Practices

Errors of omission within the fiduciary process (not doing what is prudent or prescribed) are more common than errors of commission (doing something that is prohibited by law, regulation, or governing documents). Establishing and following clear, concise and practical policies and procedures for monitoring reduce compliance risks and help ensure that clients’ best interests are served.

Are annual investment reviews enough?

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Fi360 Fiduciary Talk 51: Regulatory Interplay

Posted by on July 17, 2017 in

The DOL struck first in redefining what it means to be a fiduciary today.

Fi360 Fiduciary Talk 51: Regulatory Interplay

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Fi360 Fiduciary Talk 50: SEC Enters Fiduciary Rule Discussion

Posted by on July 17, 2017 in

SEC Chairman Jay Clayton seeks to “engage constructively” with the DOL.

Fi360 Fiduciary Talk 50: SEC Enters Fiduciary Rule Discussion

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Fi360 Fiduciary Talk 49: Moving Forward with Impartial Conduct Standards

Posted by on July 17, 2017 in

The DOL Fiduciary Rule is now officially in effect.

Fi360 Fiduciary Talk 49: Moving Forward with Impartial Conduct Standards

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