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fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?

Posted by on September 09, 2016 in

As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.

fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?

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fi360 Fiduciary Talk 36: Changes to the SEC Liquidity Rules for Money Market Funds

Posted by fi360 on September 09, 2016 in

Duane and Blaine discuss the SEC's liquidity rules for money market funds and what the rule means for advisors.

fi360 Fiduciary Talk 36: Changes to the SEC Liquidity Rules for Money Market Funds

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Cybersecurity: 6 Steps to Build Your Fiduciary Readiness

Posted by fi360 on August 25, 2016 in

How prepared is your practice for a cyberattack? Is cybersecurity important to your practice or is it an after thought? Do you view cybersecurity as part of your fiduciary duties?

Cybersecurity: 6 Steps to Build Your Fiduciary Readiness

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fi360 Fiduciary Talk 34: Target Date Funds and How They Are Used in QDIAs

Posted by fi360 on August 16, 2016 in

Blaine and Duane discuss the rapid growth of TDFs as QDIAs, how advisors should consider whether TDFs make sense for their client, and how to compare TDF products.

fi360 Fiduciary Talk 34: Target Date Funds and How They Are Used in QDIAs

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fi360 Fiduciary Talk 35: The Impact of DOL’s Fiduciary Rule on Suitability Requirements

Posted by fi360 on August 04, 2016 in

Blaine and Duane discuss how the DOL's final fiduciary rule impacts advisors who have been operating under suitability requirements associated with insurance and securities laws.

fi360 Fiduciary Talk 35: The Impact of DOL’s Fiduciary Rule on Suitability Requirements

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