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- Fi360 Fiduciary Talk 47: Filling the void in guaranteed retirement income
- Fi360 Fiduciary Talk 46: Fiduciary duties of elected officials
- Fi360 and American Funds Establish Integration Relationship
- Fi360 Fiduciary Talk 45: Fiduciary Rule scores victory in Texas
- Fi360 Declares March 23 National Fiduciary Day
Posted by fi360 on November 01, 2016 in Great Sources of Information
What the Election Means for Advisors and the Fiduciary Standard
Posted by Carlos Panksep on October 27, 2016 in Spotlight on Practices
Litigation risk is rising for retirement plan fiduciaries. A few large law firms have become particularly adept at finding flaws in the fiduciary practices of plan sponsors and their financial service providers.
DOL Rule Change Forces Due Diligence Process Makeover. Cut the RFP Burden by 75% with Three Key Questions.
Posted by fi360 AIFA Designee, Al Otto on October 19, 2016 in Great Sources of Information
For retirement plan sponsors, the risks of choosing the wrong investment advisor or consultant just became a lot greater.
Posted by Wes Stillman on October 13, 2016 in Putting Process into PracticeEditor’s Note: Today’s blog post is a guest post from Wes Stillman, who is CEO and founder of RightSize Solutions. Wes also recently guest presented a webinar titled Cybersecurity: What Advisors Need to Know about Protecting Data. A recording of the webinar can be accessed here. * * * * * The biggest stumbling block for registered investment advisors when it comes to guarding against cybersecurity breaches is not technology-based, it’s a people problem. The right technology is critical, but RIA leaders face a bigger challenge in fostering a cybersecurity-sensitive...
Posted by on September 09, 2016 in
As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.